Portfolio Management Program...

What is it?
Our Portfolio Management Program is a discretionary based investment management program administered by Registered Investment Advisers at Naab Investments & Trading, a Registered Investment Advisory firm located in Fishers, Indiana. 

Our agents provide innovative, but sound, investment strategies seeking out long-term capital appreciation.  While past performance is never a guarantee of future performance, see the Naab Investments & Trading Growth Portfolio detailed on our homepage for recent results. 

As fee-only advisers, we avoid the potential investor abuses found in the commissioned approach.  Instead, we have strong incentives to minimize your costs and maximize your account value since our fees grow only when the size of your account grows.  Our low, fully disclosed fees are our only compensation. 

What are the Fees?
We employ a tiered fee schedule that reduces fees on larger accounts.  We bill annually or semi-annually and accept brokerage accounts as small as $20,000 and IRA accounts as small as $2,000.  A 30-day notice is required by either party to terminate the Client/Agent Agreement. 

Fee schedule according to gross assets:

  Up to $500,000 1.00% per year
  $500,000 to $1,000,000 0.75% per year
  $1,000,000 to $5,000,000 0.50% per year
  Above $5,000,000 0.40% per year

Who Has Custody of the Assets?
Naab Investments & Trading never holds client assets.  We have an agreement with Scottrade, Inc., one of the nation's largest online brokerages, to provide custody, record keeping, and reporting services for our clients.  Accounts are titled in the client's name, and disbursements from the account may only be made to the client at his address.  Naab Investments & Trading exercises trading authority to place trades within the client account.  Charging a small transaction fee for purchases and sales, Scottrade directly provides the client with confirmations of each purchase, sale, or disbursement, a quarterly statement, and a year-end tax report. 

In addition, by clearing trades through Scottrade, your account will be protected up to $500,000 by the Securities Investor Protection Corporation (SIPC) and up to $99.5 million by the National Union Fire Insurance Company, a subsidiary of American International group, one of the largest insurance companies.

How Do I Join?
To join the Portfolio Management Program, contact us via email or phone and we will open an account at Scottrade for you.  After a brief consultation, one of our Agents will then begin to manage the account for you.  To learn more about Scottrade please visit their website. 

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